Regulation of Civil Aviation:
On an international scale, the International Civil Aviation Organisation (ICAO) was set up in 1944 to set down standards and recommended practices for civil aviation. ICAO is a specialised agency of the United Nations and promotes the safe and orderly development of international civil aviation throughout the world. It sets standards and regulations
necessary for aviation safety, security, efficiency and regularity, as well as for aviation environmental protection. The Organization serves as the forum for cooperation in all fields of civil aviation among its 191 Member States. The UK and Ireland are both ICAO member States. Most Member States have some form of national aviation authority tasked with the practical implementation of international aviation policy and procedures. In the UK it is the Civil Aviation Authority (CAA) which owes its existence to the Civil Aviation Act 1971. The powers of the CAA are those granted to it by various Acts of Parliament - listed here. In Ireland it is the Irish Aviation Authority. There is also a European Aviation Safety Agency (EASA) established by the European Union.
Licensing of Air Operators, personnel etc:
Within the UK it is the CAA which issues a UK airline with its Air Operators Certificate (or AOC). The CAA is also responsible for licensing of aerodromes and for personnel licensing such as pilots, air traffic control officers etc. One aspect of being granted an AOC is that the operator must have in place a suitable safety management system and the UK CAA Safety Regulation Group gives guidance on this. A well run safety management system would encourage personnel to raise safety concerns and to have them dealt with adequately by the company management.
Control Tower London Heathrow |
Individual licensed personnel are required by law to submit Mandatory Occurrence Reports. The objective of the MOR Scheme is to contribute to the improvement of flight safety by ensuring that relevant information on safety is reported, collected, stored, protected and disseminated. The sole objective of occurrence reporting is the prevention of accidents and incidents and not to attribute blame or liability. The MOR scheme is fully described in CAP 382 - The Mandatory Occurrence Reporting Scheme. This document collates the relevant rules and regulations and provides guidance on occurrence reporting, including examples of what should be reported and by who.
UK Legislation on the CAA MOR Scheme is contained in Article 226 of the Air Navigation Order 2009 (ANO) and Part 5 of the Air Navigation (General) Regulations 2006. The ANO implements in the UK, Directive 2003/42/EC of the European Parliament and of the Council of 13 June 2003 on occurrence reporting in civil aviation. The legislation concerning the release of information supplied under the CAA MOR Scheme is contained in Regulation 9 of the CAA Regulations 1991. Quite apart from the Directive mentioned above, which has been implemented by Article 226 of the ANO, there are a number of EU Regulations which contain occurrence reporting requirements. These are directly applicable within the UK and take precedence over national legislation.
As can be seen, civil aviation is governed by a complex network of law and practice which seeks to encourage all personnel to participate fully in safety and which also requires certain events to be reported formally via the MOR scheme.
Additional links:
Fuel ...
Commission Regulation (EU) 965/2012 - see CAT.OP.MPA.150 (Fuel Policy). The operator shall establish a fuel policy for the purpose of flight planning and in-flight replanning to ensure that every flight carries sufficient fuel for the planned operation and reserves to cover deviations from the planned operation. The fuel policy and any change to it require prior approval by the competent authority. Note also that the Cat.Op. specifically refers to an aircraft carrying, in addition to other specified fuel requirements, 'extra fuel as required by the commander of the aircraft.'
EASA Safety Information Bulletin 2013-12 - In flight fuel management: Phraseology for fuel related messages to Air Traffic Control
Cockpit Voice Recording ...
Cockpit Voice Recording - CAP 731 and also see Commission Regulation 859/2008 - OPS.1.160 with regard to retention of cockpit voice recording.
Prevention of fatigue ...
Flight time limitations - professional aircrew are subject to flight time limitations. EASA is proposing changes which are being met with opposition from aircrew - European Cockpit Association. Also see BALPA for a comparison table between UK and the proposed EASA rules. Further information at Flight Duty Times.
Addendum:
Ryanair sacks long-serving pilot after Channel 4 documentary appearance - Independent Ireland 15th August.
Apology in High Court - 20th November 2013 - The Independent has apologised to Ryanair over a story from 7 August headlined “Low-fuel flights put lives at risk”. The article claimed that the budget airline “restricted the amount of fuel [their aircraft carry] to the legal minimum’.
According to a statement agreed between the two parties and read out this morning at the High Court:
“In fact, Ryanair pilots are permitted to carry as much extra fuel, over and above the flight plan fuel (which already includes extra fuel), as they consider necessary.”
and see Aviation Safety Net - Spain concludes investigation of low fuel incidents
The United States, by far the biggest user of civil aircraft,is regulated by the FAA, and all communication is in English. Europe has a vast number of authorities, and despite the requirement for air traffic control to use English, there are many different languages used for communication from and to aircraft. That is a recipe for trouble.
ReplyDeleteAviation language is a big issue albeit a very different topic to that in this post. Language rules altered in 2003 and further changes from 5th March 2008. See ICAO Annex 1 Chapter 1 at para 1.2.9
DeleteYour comment took me back to the mid air collision at Zagreb in 1976 where there was an issue with language and the air traffic controller reverting (under pressure) to his own native Serbo-Croat language. See Wikpedia for information about this accident.
DeleteThe Zagreb air traffic controller (Gradimir Tasic) was imprisoned. An interesting article on this is as Flight International 3rd March 1979. Aviation lawyer Richard Weston argued that punishing Tasic in that way did not assist aviation safety in any way. I think that, in all the circumstances of Zagreb, Weston was absolutely right.
DeleteZagreb was one of the accidents which led to the development and deployment of TCAS systems.
DeleteAlso, in modern ATC environments it would not usually be a requirement for a flight to alter the assigned SSR Code. In the Zagreb situation, aircraft were instructed to change codes as they climbed from lower to middle to upper sectors.
I don't think the allegations were true. Nor am I willing to comment on the issue as it is really a hot matter to argue with. Safety management system is full-proof and needs no alteration. It is a human who must follow the rules of safety at his very best.
ReplyDeleteRegards,
Arnold Brame
Health And Safety Training Peterborough
As I began by saying - I have no idea whether the allegations were true. Aviation and the law has always interested me and the topic provided an opportunity to write about it.
Delete